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Rajasthan High Court
Criminal Law

No Prior Sanction Needed to Register FIR Against Public Servants; Section 197 Applies at Cognizance: Rajasthan High Court

Published: · NyayVidhan

The Rajasthan High Court held that prior sanction under Section 197 CrPC is not needed for a Magistrate to direct registration of an FIR and investigation under Section 156(3) against public servants; sanction becomes relevant only when the court takes cognizance (paras 6-7). It set aside a Magistrate's refusal to forward a complaint of forged election nomination records against two municipal election officers and remanded it for fresh decision (para 8).

No Prior Sanction Needed to Register FIR Against Public Servants; Section 197 Applies at Cognizance: Rajasthan High Court
Photo: TrendSPLEND via Wikimedia Commons (CC BY-SA 4.0)

Judgment Intelligence

Petition Allowed
Mahendra Kumar v. State of Rajasthan & Ors.
2026:RJ-JD:24596
S.B. Criminal Miscellaneous (Petition) No. 4122/2021
Court
Rajasthan High Court
Date of Decision
19 May 2026
Bench
Justice Farjand Ali
Relevant Acts & Sections
Code of Criminal Procedure, 1973 — Sections 156(3), 197; Indian Penal Code, 1860 — Sections 120-B, 166, 167, 465, 467, 468, 471
Final Outcome

Petition allowed. The order of 26.07.2021 was set aside and the matter remanded; if the complaint discloses cognizable offences, the Magistrate must forward it to the police for an FIR and investigation (para 8).

Key holdings

  1. Section 197 CrPC bars taking cognizance without sanction; it does not bar registration of an FIR or investigation (paras 6-7).
  2. A direction under Section 156(3) is a pre-cognizance step limited to whether a cognizable offence is disclosed (paras 6, 8).
  3. Following Lalita Kumari, an FIR must be registered when a cognizable offence is disclosed (para 6).
  4. Whether the acts were done in discharge of official duty may itself require investigation (para 6).
  5. Allegations of forging official records cannot be shielded from investigation merely because the accused are public servants (para 6).

Brief Facts

The petitioner complained that the election officer and the assistant election officer for the 2021 municipal election at Nokha, Bikaner district, had interpolated nomination papers and fabricated records, alleging offences under Sections 166, 167, 465, 467, 468, 471 and 120-B IPC (para 2). He asked the Magistrate to send the complaint to the police under Section 156(3) CrPC for an FIR and investigation (para 2). On 26.07.2021 the Additional Chief Judicial Magistrate, Nokha refused, holding that without sanction under Section 197 no FIR could be directed against public servants (paras 1-2). The State supported that view (para 4).

Court's Findings

Section 197 protects public servants against frivolous and vexatious prosecution for official acts, but it is not an impregnable shield against criminal accountability (para 6). Its text bars a court from taking cognizance without sanction; it says nothing about registration of an FIR or investigation, and the line between investigation and cognizance is a foundational one (para 6). Directing investigation under Section 156(3) is a pre-cognizance step in which the Magistrate only asks whether the allegations disclose a cognizable offence (para 6). Under Lalita Kumari, an FIR must be registered when information discloses a cognizable offence, and requiring sanction first would fetter investigation (para 6). Whether the acts were done in discharge of official duty or in abuse of it may itself need investigation, particularly where forgery and fabrication of official records are alleged (para 6). The sanction question arises later, when the court considers taking cognizance, so the Magistrate erred (paras 6-7).

Legal Principle

Prior sanction under Section 197 CrPC is not a precondition for registering an FIR or directing investigation under Section 156(3) against a public servant. The bar applies when a court takes cognizance; at the Section 156(3) stage the Magistrate examines only whether the complaint discloses a cognizable offence (paras 6-8).

Precedents Relied Upon

  1. Lalita Kumari v. State of Uttar Pradesh AIR 2014 SC 187
    Relied Upon Discussed at ¶ 6

    Registration of an FIR is mandatory when information discloses a cognizable offence; the police cannot refuse to set the criminal law in motion.

NyayVidhan
Court Judgments · 2 min read
Decided: May 19, 2026 Justice Farjand Ali
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